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BAJA WEALTH ADVISORS LLC

NEW YORK, NY · CRD 289592 · IAPD ↗ · bwa-mx.com · 212-850-4260

$72.6MRegulatory AUM
6Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
March 2025 — BAJA WEALTH ADVISORS LLC (NEW YORK, NY) left the SEC roster (was $72.6M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
68
April 2024 — BAJA WEALTH ADVISORS LLC grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.