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NORTHEAST ADVISERS, INC.

PAOLI, PA · CRD 108835 · IAPD ↗ · northeastadvisers.com · 610-240-7955

$639.1MRegulatory AUM
4Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2024 — NORTHEAST ADVISERS, INC. now reports custody of client assets ($111.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — NORTHEAST ADVISERS, INC. crossed $500M in regulatory AUM ($489.3M -> $517.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.