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CSL III ADVISOR, LLC

NEW YORK, NY · CRD 316704 · IAPD ↗ · 212-813-4900

$487.5MRegulatory AUM
160Advisory reps
305Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
April 2025 — CSL III ADVISOR, LLC (NEW YORK, NY) left the SEC roster (was $487.5M RAUM, 160 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
63
April 2024 — CSL III ADVISOR, LLC reported RAUM up 127% ($214.8M -> $487.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — CSL III ADVISOR, LLC grew from 153 to 160 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.