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ESSENTIAL PLANNING, LLC

PORTSMOUTH, NH · CRD 106651 · IAPD ↗ · essential-planning.com · 603-427-5164

$524.4MRegulatory AUM
3Advisory reps
11Employees
8Clients
More than 500Planning clients
0Private funds
9States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — ESSENTIAL PLANNING, LLC notice-filed in CA, LA, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — ESSENTIAL PLANNING, LLC crossed $500M in regulatory AUM ($439.7M -> $524.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
April 2024 — ESSENTIAL PLANNING, LLC notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — ESSENTIAL PLANNING, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.