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JOHN G. ULLMAN & ASSOCIATES, INC

HORSEHEADS, NY · CRD 105361 · IAPD ↗ · 607-936-3785

$1.51BRegulatory AUM
30Advisory reps
58Employees
0Clients
More than 500Planning clients
0Private funds
29States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — JOHN G. ULLMAN & ASSOCIATES, INC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — JOHN G. ULLMAN & ASSOCIATES, INC notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.