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WILLIS JOHNSON WEALTH

HOUSTON, TX · CRD 119759 · IAPD ↗ · 713-439-1200

$1.85BRegulatory AUM
21Advisory reps
41Employees
0Clients
251-500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
September 2026 — WILLIS JOHNSON WEALTH notice-filed in AL, CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
May 2026 — WILLIS JOHNSON & ASSOCIATES, INC. is now doing business as WILLIS JOHNSON WEALTH.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
66
April 2026 — WILLIS JOHNSON & ASSOCIATES, INC. reported RAUM up 30% ($1.42B -> $1.85B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2026 — WILLIS JOHNSON & ASSOCIATES, INC. grew from 16 to 21 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
February 2026 — WILLIS JOHNSON & ASSOCIATES, INC. notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — WILLIS JOHNSON & ASSOCIATES, INC. shrank from 21 to 16 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — WILLIS JOHNSON & ASSOCIATES, INC. notice-filed in AR, FL, MA, NE, NV, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — WILLIS JOHNSON & ASSOCIATES, INC. now reports custody of client assets ($731.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
April 2024 — WILLIS JOHNSON & ASSOCIATES, INC. crossed $1B in regulatory AUM ($894.2M -> $1.17B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.