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BELZBERG & CO.

NEW YORK, NY · CRD 315114 · IAPD ↗ · 212-390-9768

$2.33BRegulatory AUM
14Advisory reps
22Employees
0Clients
1-10Planning clients
90Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
August 2026 — BELZBERG & CO. notice-filed in CA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — BELZBERG & CO. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2026 — BELZBERG & CO. reported RAUM up 37% ($1.70B -> $2.33B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2026 — BELZBERG & CO. now reports custody of client assets ($268.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
April 2024 — BELZBERG & CO. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — BELZBERG & CO. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
72
April 2024 — BELZBERG & CO. grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.