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GALAXY INVESTMENT MANAGEMENT, LLC

UNIONDALE, NY · CRD 281589 · IAPD ↗ · galaxy-funds.com · 646-723-4751

$323.8MRegulatory AUM
7Advisory reps
7Employees
0Clients
n/aPlanning clients
4Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2024 — GALAXY INVESTMENT MANAGEMENT, LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.