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STEWARD PARTNERS INVESTMENT ADVISORY, LLC

STAMFORD, CT · CRD 283004 · IAPD ↗ · freedomstreetpartners.stewardpartners.com · 866-694-7769

$36.73BRegulatory AUM
310Advisory reps
549Employees
9667Clients
More than 500Planning clients
0Private funds
52States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — STEWARD PARTNERS INVESTMENT ADVISORY, LLC shrank from 397 to 310 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
December 2025 — STEWARD PARTNERS INVESTMENT ADVISORY, LLC moved its main office from NEW YORK, NY to STAMFORD, CT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
47
April 2025 — STEWARD PARTNERS INVESTMENT ADVISORY, LLC notice-filed in ND.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — STEWARD PARTNERS INVESTMENT ADVISORY, LLC added office(s): 45 -> 111 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2025 — STEWARD PARTNERS INVESTMENT ADVISORY, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2025 — STEWARD PARTNERS INVESTMENT ADVISORY, LLC grew from 327 to 397 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
66
September 2024 — STEWARD PARTNERS INVESTMENT ADVISORY, LLC reported RAUM up 33% ($15.39B -> $20.43B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — STEWARD PARTNERS INVESTMENT ADVISORY, LLC reported RAUM up 26% ($12.17B -> $15.39B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — STEWARD PARTNERS INVESTMENT ADVISORY, LLC grew from 207 to 327 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.