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SGL FINANCIAL, LLC

BUFFALO GROVE, IL · CRD 158023 · IAPD ↗ · 8474993330

$416.0MRegulatory AUM
13Advisory reps
33Employees
0Clients
More than 500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
May 2026 — SGL FINANCIAL, LLC reported RAUM up 96% ($211.8M -> $416.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
June 2025 — SGL FINANCIAL, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2024 — SGL FINANCIAL, LLC reported RAUM up 27% ($168.8M -> $214.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
69
April 2024 — SGL FINANCIAL, LLC grew from 12 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.