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TCW ASSET MANAGEMENT COMPANY LLC

LOS ANGELES, CA · CRD 105742 · IAPD ↗ · tcw.com · 213-244-0000

$81.18BRegulatory AUM
145Advisory reps
431Employees
2Clients
n/aPlanning clients
39Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — TCW ASSET MANAGEMENT COMPANY LLC shrank from 153 to 145 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
78
April 2025 — TCW ASSET MANAGEMENT COMPANY LLC grew from 145 to 153 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2024 — TCW ASSET MANAGEMENT COMPANY LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — TCW ASSET MANAGEMENT COMPANY LLC shrank from 154 to 145 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — TCW ASSET MANAGEMENT COMPANY LLC added office(s): 5 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.