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GUIDED CAPITAL WEALTH MANAGEMENT, LLC

HOUSTON, TX · CRD 310056 · IAPD ↗ · guidedcapitalwealth.com · 832-975-0710

$249.2MRegulatory AUM
4Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — GUIDED CAPITAL WEALTH MANAGEMENT, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2025 — GUIDED CAPITAL WEALTH MANAGEMENT, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2025 — GUIDED CAPITAL WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
March 2025 — GUIDED CAPITAL WEALTH MANAGEMENT, LLC reported RAUM up 124% ($111.6M -> $250.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
April 2024 — GUIDED CAPITAL WEALTH MANAGEMENT, LLC (HOUSTON, TX) is newly SEC-registered with $111.6M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.