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JANNEY MONTGOMERY SCOTT LLC

PHILADELPHIA, PA · CRD 463 · IAPD ↗ · 215-665-6000

$110.11BRegulatory AUM
1614Advisory reps
2404Employees
1031Clients
More than 500Planning clients
0Private funds
53States
58Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — JANNEY MONTGOMERY SCOTT LLC added office(s): 126 -> 138 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — JANNEY MONTGOMERY SCOTT LLC grew from 1208 to 1614 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — JANNEY MONTGOMERY SCOTT LLC's Item 11 disclosure-reporting entries rose by 1 (57 -> 58).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — JANNEY MONTGOMERY SCOTT LLC shrank from 1239 to 1208 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
February 2025 — JANNEY MONTGOMERY SCOTT LLC's Item 11 disclosure-reporting entries rose by 2 (55 -> 57).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — JANNEY MONTGOMERY SCOTT LLC added office(s): 118 -> 130 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — JANNEY MONTGOMERY SCOTT LLC grew from 1202 to 1239 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.