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DELPHINUS FINANCIAL ADVISORS, LLC

MANSFIELD, MA · CRD 152952 · IAPD ↗ · delphinusfa.com · 781-780-2439

$157.1MRegulatory AUM
2Advisory reps
2Employees
0Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
March 2025 — DELPHINUS FINANCIAL ADVISORS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
May 2024 — DELPHINUS FINANCIAL ADVISORS, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2024 — DELPHINUS FINANCIAL ADVISORS, LLC (MANSFIELD, MA) is newly SEC-registered with $110.9M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.