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CCV LLC

NEW YORK, NY · CRD 281876 · IAPD ↗ · cadre.com · 646-661-7677

$962.5MRegulatory AUM
14Advisory reps
26Employees
0Clients
n/aPlanning clients
78Private funds
14States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — CCV LLC (NEW YORK, NY) left the SEC roster (was $962.5M RAUM, 14 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
April 2024 — CCV LLC's Item 11 disclosure-reporting entries rose by 4 (0 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
April 2024 — CCV LLC shrank from 22 to 14 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.