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WFA ASSET MANAGEMENT CORP

WHITEFISH BAY, WI · CRD 106102 · IAPD ↗ · 414-727-8181

$439.3MRegulatory AUM
4Advisory reps
8Employees
8Clients
251-500Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — WFA ASSET MANAGEMENT CORP (WHITEFISH BAY, WI) left the SEC roster (was $439.3M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
August 2024 — WFA ASSET MANAGEMENT CORP notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — WFA ASSET MANAGEMENT CORP grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.