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ETHOS FINANCIAL GROUP, LLC

KING OF PRUSSIA, PA · CRD 321748 · IAPD ↗ · 610-822-5246

$2.14BRegulatory AUM
33Advisory reps
44Employees
6Clients
51-100Planning clients
0Private funds
25States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
September 2026 — ETHOS FINANCIAL GROUP, LLC added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
August 2026 — ETHOS FINANCIAL GROUP, LLC added office(s): 7 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
76
August 2026 — ETHOS FINANCIAL GROUP, LLC grew from 27 to 33 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2026 — ETHOS FINANCIAL GROUP, LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — ETHOS FINANCIAL GROUP, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
January 2026 — ETHOS FINANCIAL GROUP, LLC added office(s): 7 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
January 2026 — ETHOS FINANCIAL GROUP, LLC reported RAUM up 31% ($1.58B -> $2.06B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
May 2025 — ETHOS FINANCIAL GROUP, LLC notice-filed in AL, AZ, CT, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2025 — ETHOS FINANCIAL GROUP, LLC notice-filed in GA, IL, NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — ETHOS FINANCIAL GROUP, LLC added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2025 — ETHOS FINANCIAL GROUP, LLC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
77
April 2025 — ETHOS FINANCIAL GROUP, LLC grew from 20 to 27 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — ETHOS FINANCIAL GROUP, LLC crossed $1B in regulatory AUM ($913.9M -> $1.58B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
March 2025 — ETHOS FINANCIAL GROUP, LLC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
January 2025 — ETHOS FINANCIAL GROUP, LLC added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
November 2024 — ETHOS FINANCIAL GROUP, LLC notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — ETHOS FINANCIAL GROUP, LLC reported RAUM up 40% ($651.8M -> $913.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2024 — ETHOS FINANCIAL GROUP, LLC grew from 13 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.