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PLAN GROUP FINANCIAL, INC.

OKLAHOMA CITY, OK · CRD 116508 · IAPD ↗ · plangroup.com · 405-848-1099

$690.3MRegulatory AUM
17Advisory reps
29Employees
0Clients
26-50Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — PLAN GROUP FINANCIAL, INC. notice-filed in KS, UT, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — PLAN GROUP FINANCIAL, INC. reported RAUM up 28% ($541.4M -> $690.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
71
April 2026 — PLAN GROUP FINANCIAL, INC. grew from 14 to 17 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — PLAN GROUP FINANCIAL, INC. crossed $500M in regulatory AUM ($346.9M -> $541.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
49
August 2024 — PLAN GROUP FINANCIAL, INC. notice-filed in AZ, GA, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — PLAN GROUP FINANCIAL, INC. added office(s): 7 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
April 2024 — PLAN GROUP FINANCIAL, INC. reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
72
April 2024 — PLAN GROUP FINANCIAL, INC. grew from 10 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.