← Tributary

FG ADVISORY SERVICES, LLC.

· CRD 329430 · IAPD ↗ · fgadvisoryservices.com · 646-609-2225 EXT. 6

$37.4MRegulatory AUM
7Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
53States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — FG ADVISORY SERVICES, LLC. (location n/a) left the SEC roster (was $37.4M RAUM, 7 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
April 2025 — FG ADVISORY SERVICES, LLC.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
72
April 2025 — FG ADVISORY SERVICES, LLC. grew from 0 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
September 2024 — FG ADVISORY SERVICES, LLC.'s Item 11 disclosure-reporting entries rose by 2 (2 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
April 2024 — FG ADVISORY SERVICES, LLC.'s Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
95
February 2024 — FG ADVISORY SERVICES, LLC. (BRIARCLIFF MANOR, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.