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G10 LLC

HUNT VALLEY, MD · CRD 322876 · IAPD ↗ · 443-541-2440

$4.91BRegulatory AUM
14Advisory reps
49Employees
0Clients
1-10Planning clients
16Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — G10 LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2024 — G10 LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
March 2024 — G10 LLC now reports custody of client assets ($4.33B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
75
March 2024 — G10 LLC now reports 7 private fund(s) ($4.32B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
80
March 2024 — G10 LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.