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HAVELI INVESTMENT MANAGEMENT LLC

AUSTIN, TX · CRD 316470 · IAPD ↗ · 512-987-7314

$6.03BRegulatory AUM
35Advisory reps
51Employees
0Clients
n/aPlanning clients
6Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

51
April 2026 — HAVELI INVESTMENT MANAGEMENT LLC reported RAUM up 34% ($4.50B -> $6.03B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2026 — HAVELI INVESTMENT MANAGEMENT LLC now reports custody of client assets ($3.00B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2025 — HAVELI INVESTMENT MANAGEMENT LLC reported RAUM up 67% ($2.69B -> $4.50B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — HAVELI INVESTMENT MANAGEMENT LLC grew from 24 to 34 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.