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PETTINGA FINANCIAL ADVISORS, LLC

EVANSVILLE, IN · CRD 156369 · IAPD ↗ · pettinga.com · 812-436-4000

$1.28BRegulatory AUM
7Advisory reps
11Employees
0Clients
11-25Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — PETTINGA FINANCIAL ADVISORS, LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
May 2026 — PETTINGA FINANCIAL ADVISORS, LLC changed its website from focusfinancialpartners.com to pettinga.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
47
May 2026 — PETTINGA FINANCIAL ADVISORS, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
October 2024 — PETTINGA FINANCIAL ADVISORS, LLC notice-filed in CA, MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — PETTINGA FINANCIAL ADVISORS, LLC crossed $1B in regulatory AUM ($866.8M -> $1.00B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.