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DUPREE FINANCIAL GROUP, LLC

LEXINGTON, KY · CRD 131091 · IAPD ↗ · 859-233-0400

$404.4MRegulatory AUM
6Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
11States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — DUPREE FINANCIAL GROUP, LLC notice-filed in IN, LA, MI, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2025 — DUPREE FINANCIAL GROUP, LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — DUPREE FINANCIAL GROUP, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
February 2024 — DUPREE FINANCIAL GROUP, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.