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STIRLINGSHIRE INVESTMENTS

NEW YORK, NY · CRD 327779 · IAPD ↗ · 877-600-7026

$244.6MRegulatory AUM
26Advisory reps
29Employees
0Clients
n/aPlanning clients
0Private funds
53States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
October 2026 — STIRLINGSHIRE INVESTMENTS added office(s): 22 -> 24 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
62
October 2026 — STIRLINGSHIRE INVESTMENTS reported RAUM up 36% ($179.8M -> $244.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2026 — STIRLINGSHIRE INVESTMENTS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
December 2025 — STIRLINGSHIRE INVESTMENTS reported RAUM up 160% ($69.2M -> $179.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
October 2024 — STIRLINGSHIRE INVESTMENTS added office(s): 0 -> 22 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
October 2024 — STIRLINGSHIRE INVESTMENTS reported RAUM up 87% ($37.0M -> $69.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
October 2024 — STIRLINGSHIRE INVESTMENTS grew from 11 to 28 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
June 2024 — STIRLINGSHIRE INVESTMENTS notice-filed in AK, AL, AR, CO, CT, DC, DE, HI, IA, ID, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, ND, NE, NH, NJ, NM, NV, OK, OR, PR, RI, SC, SD, TN, UT, VA, VI, VT, WA, WI, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — STIRLINGSHIRE INVESTMENTS notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
March 2024 — STIRLINGSHIRE INVESTMENTS notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
February 2024 — STIRLINGSHIRE INVESTMENTS notice-filed in IL, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2024 — STIRLINGSHIRE INVESTMENTS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
75
February 2024 — STIRLINGSHIRE INVESTMENTS grew from 1 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
February 2024 — STIRLINGSHIRE INVESTMENTS now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.