← Tributary

PRINCIPAL ASSET MANAGEMENT (ASIA)

WANCHAI, Hong Kong · CRD 322390 · IAPD ↗ · 852-2827-1628

$14.38BRegulatory AUM
30Advisory reps
39Employees
0Clients
n/aPlanning clients
0Private funds
0States
2Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
April 2025 — PRINCIPAL ASSET MANAGEMENT (ASIA) shrank from 35 to 30 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — PRINCIPAL ASSET MANAGEMENT (ASIA) grew from 9 to 35 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.