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FINANCIAL PLANNING ASSOCIATES, LLC

WHITE PLAINS, NY · CRD 159404 · IAPD ↗ · fpassociatesllc.com · (914) 997-9229 X13

$74.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
October 2026 — FINANCIAL PLANNING ASSOCIATES, LLC (WHITE PLAINS, NY) left the SEC roster (was $74.7M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
April 2024 — FINANCIAL PLANNING ASSOCIATES, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.