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BARING FINANCIAL LLC

BELLINGHAM, WA · CRD 173761 · IAPD ↗ · 360-671-7257

$210.3MRegulatory AUM
2Advisory reps
3Employees
0Clients
251-500Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

62
March 2025 — BARING FINANCIAL LLC reported RAUM up 38% ($136.4M -> $188.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2024 — BARING FINANCIAL LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2024 — BARING FINANCIAL LLC now reports custody of client assets ($6.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.