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SHORECLIFF ASSET MANAGEMENT COMPANY LLC

NEWPORT BEACH, CA · CRD 324111 · IAPD ↗ · shorecliffam.com · (949) 806-3980

$1.41BRegulatory AUM
8Advisory reps
14Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — SHORECLIFF ASSET MANAGEMENT COMPANY LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2026 — SHORECLIFF ASSET MANAGEMENT COMPANY LLC grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — SHORECLIFF ASSET MANAGEMENT COMPANY LLC crossed $1B in regulatory AUM ($614.0M -> $1.27B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
April 2024 — SHORECLIFF ASSET MANAGEMENT COMPANY LLC crossed $500M in regulatory AUM ($151.5M -> $614.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
April 2024 — SHORECLIFF ASSET MANAGEMENT COMPANY LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.