← Tributary

CLOSED LOOP CAPITAL MANAGEMENT

NEW YORK, NY · CRD 307079 · IAPD ↗ · 646-475-0201

$466.4MRegulatory AUM
23Advisory reps
35Employees
0Clients
n/aPlanning clients
12Private funds
0States
3Disclosures
fundSegment
ApprovedSEC status

Filing changes

63
April 2026 — CLOSED LOOP CAPITAL MANAGEMENT grew from 13 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
38
April 2025 — CLOSED LOOP CAPITAL MANAGEMENT shrank from 17 to 13 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
43
March 2025 — CLOSED LOOP PARTNERS, LLC is now doing business as CLOSED LOOP CAPITAL MANAGEMENT.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
38
November 2024 — CLOSED LOOP PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
38
April 2024 — CLOSED LOOP PARTNERS, LLC shrank from 25 to 17 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
43
April 2024 — CLOSED LOOP CAPITAL MANAGEMENT is now doing business as CLOSED LOOP PARTNERS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
53
April 2024 — CLOSED LOOP PARTNERS, LLC now reports custody of client assets ($401.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.