← Tributary

CASCADE FINANCIAL PARTNERS, LLC

SAN DIEGO, CA · CRD 326620 · IAPD ↗ · cascadefinancialpartners.com · 858-379-6701

$1.38BRegulatory AUM
6Advisory reps
9Employees
0Clients
51-100Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — CASCADE FINANCIAL PARTNERS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
80
April 2026 — CASCADE FINANCIAL PARTNERS, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
51
April 2025 — CASCADE FINANCIAL PARTNERS, LLC notice-filed in LA, NH, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — CASCADE FINANCIAL PARTNERS, LLC now reports custody of client assets ($211.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
72
April 2025 — CASCADE FINANCIAL PARTNERS, LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — CASCADE FINANCIAL PARTNERS, LLC crossed $1B in regulatory AUM ($973.9M -> $1.16B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2024 — CASCADE FINANCIAL PARTNERS, LLC notice-filed in AZ, MA, MI, NV, NY, TX, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — CASCADE FINANCIAL PARTNERS, LLC reported RAUM up 29% ($755.1M -> $973.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.