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EXPAND FINANCIAL, LLC

· CRD 152515 · IAPD ↗ · 720-387-8158

$2.77BRegulatory AUM
6Advisory reps
6Employees
0Clients
26-50Planning clients
0Private funds
45States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — EXPAND FINANCIAL, LLC notice-filed in IA, PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — EXPAND FINANCIAL, LLC reported RAUM up 51% ($1.84B -> $2.77B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2026 — EXPAND FINANCIAL, LLC grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
66
April 2025 — EXPAND FINANCIAL, LLC reported RAUM up 31% ($1.40B -> $1.84B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
51
September 2024 — EXPAND FINANCIAL, LLC notice-filed in CT, DC, ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — EXPAND FINANCIAL, LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — EXPAND FINANCIAL, LLC crossed $1B in regulatory AUM ($931.9M -> $1.40B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.