← Tributary

FROST INVESTMENT SERVICES

SAN ANTONIO, TX · CRD 286129 · IAPD ↗ · 210.220.5000

$3.67BRegulatory AUM
111Advisory reps
177Employees
0Clients
More than 500Planning clients
0Private funds
28States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — FROST INVESTMENT SERVICES reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
77
April 2026 — FROST INVESTMENT SERVICES grew from 104 to 111 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
66
April 2025 — FROST INVESTMENT SERVICES reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
80
April 2025 — FROST INVESTMENT SERVICES grew from 94 to 104 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
April 2024 — FROST INVESTMENT SERVICES notice-filed in HI, MI, OR, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — FROST INVESTMENT SERVICES grew from 73 to 94 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.