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SUMMIT FINANCIAL, LLC

PARSIPPANY, NJ · CRD 299322 · IAPD ↗ · radianceprivatewealth.com · 973-285-3600

$26.35BRegulatory AUM
216Advisory reps
490Employees
59Clients
251-500Planning clients
0Private funds
53States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — SUMMIT FINANCIAL, LLC added office(s): 47 -> 107 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2026 — SUMMIT FINANCIAL, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — SUMMIT FINANCIAL, LLC reported RAUM up 50% ($14.96B -> $22.47B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — SUMMIT FINANCIAL, LLC grew from 139 to 216 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2025 — SUMMIT FINANCIAL, LLC reported RAUM up 30% ($11.55B -> $14.96B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — SUMMIT FINANCIAL, LLC grew from 119 to 139 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
68
January 2025 — SUMMIT FINANCIAL, LLC reported RAUM up 44% ($8.02B -> $11.55B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
January 2025 — SUMMIT FINANCIAL, LLC grew from 73 to 119 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
September 2024 — SUMMIT FINANCIAL, LLC added office(s): 40 -> 47 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — SUMMIT FINANCIAL, LLC added office(s): 34 -> 40 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2024 — SUMMIT FINANCIAL, LLC reported RAUM up 30% ($6.15B -> $8.02B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
April 2024 — SUMMIT FINANCIAL, LLC grew from 67 to 73 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
February 2024 — SUMMIT FINANCIAL, LLC notice-filed in MS, ND.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
February 2024 — SUMMIT FINANCIAL, LLC added office(s): 28 -> 34 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.