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VISTA INVESTMENT PARTNERS LLC

OKLAHOMA CITY, OK · CRD 286014 · IAPD ↗ · vistainvestment.com · 405-608-5390

$610.6MRegulatory AUM
6Advisory reps
9Employees
0Clients
51-100Planning clients
0Private funds
18States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
February 2026 — VISTA INVESTMENT PARTNERS LLC reports 51-100 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
February 2025 — VISTA INVESTMENT PARTNERS LLC now reports custody of client assets ($40.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
February 2025 — VISTA INVESTMENT PARTNERS LLC crossed $500M in regulatory AUM ($474.5M -> $541.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
48
April 2024 — VISTA INVESTMENT PARTNERS LLC reported RAUM down 35% ($728.1M -> $474.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
April 2024 — VISTA INVESTMENT PARTNERS LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.