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OLD WEST INVESTMENT MANAGEMENT, LLC

LOS ANGELES, CA · CRD 148343 · IAPD ↗ · oldwestim.com · (213) 943-1740

$915.7MRegulatory AUM
8Advisory reps
8Employees
0Clients
n/aPlanning clients
3Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — OLD WEST INVESTMENT MANAGEMENT, LLC notice-filed in CT, FL, GA, ID, MN, NC, NY, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — OLD WEST INVESTMENT MANAGEMENT, LLC crossed $500M in regulatory AUM ($476.5M -> $915.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
April 2025 — OLD WEST INVESTMENT MANAGEMENT, LLC notice-filed in IN, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — OLD WEST INVESTMENT MANAGEMENT, LLC notice-filed in AZ, DE, IL, LA, NH, NJ, NV, TN, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — OLD WEST INVESTMENT MANAGEMENT, LLC reported RAUM up 26% ($319.6M -> $401.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.