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WALSH & ASSOCIATES, LLC

SARASOTA, FL · CRD 144441 · IAPD ↗ · 941-952-1188

$827.7MRegulatory AUM
9Advisory reps
15Employees
0Clients
0Planning clients
0Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — WALSH & ASSOCIATES, LLC reported RAUM up 25% ($660.2M -> $827.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
December 2025 — WALSH & ASSOCIATES, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
April 2025 — WALSH & ASSOCIATES, LLC notice-filed in MA, MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — WALSH & ASSOCIATES, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2024 — WALSH & ASSOCIATES, LLC notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — WALSH & ASSOCIATES, LLC crossed $500M in regulatory AUM ($481.9M -> $574.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.