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SWAN CAPITAL

· CRD 305793 · IAPD ↗ · swan-capital.com · (850) 380-9558

$351.4MRegulatory AUM
6Advisory reps
21Employees
0Clients
101-250Planning clients
6Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

28
October 2026 — SWAN CAPITAL changed its website from pinterest.com to swan-capital.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
64
April 2026 — SWAN CAPITAL reported RAUM up 31% ($268.9M -> $351.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2026 — SWAN CAPITAL grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
66
April 2025 — SWAN CAPITAL reported RAUM up 41% ($190.7M -> $268.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — SWAN CAPITAL grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — SWAN CAPITAL reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
44
April 2024 — SWAN CAPITAL notice-filed in CO, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — SWAN CAPITAL reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — SWAN CAPITAL reported RAUM up 86% ($102.4M -> $190.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
February 2024 — SWAN CAPITAL notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.