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REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

METAIRIE, LA · CRD 113181 · IAPD ↗ · 504-831-4636

$211.5MRegulatory AUM
6Advisory reps
8Employees
0Clients
26-50Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2024 — REGATTA RESEARCH & MONEY MANAGEMENT L.L.C. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
April 2024 — REGATTA RESEARCH & MONEY MANAGEMENT L.L.C. grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.