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OAKTREE FUND ADVISORS, LLC

LOS ANGELES, CA · CRD 290193 · IAPD ↗ · osc.brookfieldoaktree.com · 213-830-6300

$14.10BRegulatory AUM
225Advisory reps
451Employees
5Clients
n/aPlanning clients
0Private funds
1States
3Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
September 2026 — OAKTREE FUND ADVISORS, LLC added office(s): 11 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2026 — OAKTREE FUND ADVISORS, LLC added office(s): 9 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — OAKTREE FUND ADVISORS, LLC shrank from 262 to 225 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2024 — OAKTREE FUND ADVISORS, LLC added office(s): 6 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2024 — OAKTREE FUND ADVISORS, LLC reported RAUM up 68% ($5.65B -> $9.51B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2024 — OAKTREE FUND ADVISORS, LLC grew from 198 to 262 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.