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CONQUIS FINANCIAL LLC

MILLBRAE, CA · CRD 319579 · IAPD ↗ · 650-651-3609

$280.0MRegulatory AUM
2Advisory reps
2Employees
1Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — CONQUIS FINANCIAL LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2026 — CONQUIS FINANCIAL LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2026 — CONQUIS FINANCIAL LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
March 2026 — CONQUIS FINANCIAL LLC reported RAUM up 27% ($220.7M -> $280.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2024 — CONQUIS FINANCIAL LLC reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2024 — CONQUIS FINANCIAL LLC now reports custody of client assets ($67.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.