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KINGSWOOD WEALTH ADVISORS, LLC

SAN DIEGO, CA · CRD 288792 · IAPD ↗ · kingswoodus.com · 800-535-6981

$3.80BRegulatory AUM
76Advisory reps
88Employees
0Clients
1-10Planning clients
0Private funds
51States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — KINGSWOOD WEALTH ADVISORS, LLC reported RAUM up 54% ($2.47B -> $3.80B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2025 — KINGSWOOD WEALTH ADVISORS, LLC reported RAUM up 137% ($1.04B -> $2.47B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
September 2024 — KINGSWOOD WEALTH ADVISORS, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — KINGSWOOD WEALTH ADVISORS, LLC shrank from 78 to 73 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — KINGSWOOD WEALTH ADVISORS, LLC added office(s): 7 -> 43 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — KINGSWOOD WEALTH ADVISORS, LLC crossed $1B in regulatory AUM ($969.4M -> $1.04B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.