← Tributary

STRATEGIC WEALTH INVESTMENT GROUP, LLC

LOUISVILLE, KY · CRD 165474 · IAPD ↗ · 502-412-3354

$1.38BRegulatory AUM
41Advisory reps
88Employees
3Clients
More than 500Planning clients
0Private funds
39States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — STRATEGIC WEALTH INVESTMENT GROUP, LLC added office(s): 17 -> 19 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — STRATEGIC WEALTH INVESTMENT GROUP, LLC now reports custody of client assets ($928).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
January 2026 — STRATEGIC WEALTH INVESTMENT GROUP, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2025 — STRATEGIC WEALTH INVESTMENT GROUP, LLC notice-filed in ID, KS, NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
84
April 2025 — STRATEGIC WEALTH INVESTMENT GROUP, LLC grew from 27 to 41 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — STRATEGIC WEALTH INVESTMENT GROUP, LLC crossed $1B in regulatory AUM ($900.8M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
February 2025 — STRATEGIC WEALTH INVESTMENT GROUP, LLC notice-filed in IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
June 2024 — STRATEGIC WEALTH INVESTMENT GROUP, LLC notice-filed in AK, AL, MT, NH, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — STRATEGIC WEALTH INVESTMENT GROUP, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — STRATEGIC WEALTH INVESTMENT GROUP, LLC added office(s): 14 -> 17 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2024 — STRATEGIC WEALTH INVESTMENT GROUP, LLC reported RAUM up 43% ($627.8M -> $900.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.