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BIRNAM OAK ADVISORS, LP

NEW YORK, NY · CRD 328180 · IAPD ↗ · birnam-oak.com · 212-970-5800

$577.0MRegulatory AUM
3Advisory reps
7Employees
0Clients
n/aPlanning clients
3Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — BIRNAM OAK ADVISORS, LP crossed $500M in regulatory AUM ($372.4M -> $577.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
58
April 2025 — BIRNAM OAK ADVISORS, LP reported RAUM up 120% ($169.5M -> $372.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2024 — BIRNAM OAK ADVISORS, LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
50
March 2024 — BIRNAM OAK ADVISORS, LP now reports custody of client assets ($169.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
52
March 2024 — BIRNAM OAK ADVISORS, LP grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
March 2024 — BIRNAM OAK ADVISORS, LP now reports 3 private fund(s) ($338.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.