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GREENWOOD CAPITAL ASSOCIATES, LLC

GREENWOOD, SC · CRD 115015 · IAPD ↗ · 864-941-4049

$1.77BRegulatory AUM
14Advisory reps
21Employees
33Clients
101-250Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — GREENWOOD CAPITAL ASSOCIATES, LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — GREENWOOD CAPITAL ASSOCIATES, LLC now reports custody of client assets ($926.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
February 2026 — GREENWOOD CAPITAL ASSOCIATES, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — GREENWOOD CAPITAL ASSOCIATES, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
April 2024 — GREENWOOD CAPITAL ASSOCIATES, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.