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MARINER INDEPENDENT

OVERLAND PARK, KS · CRD 305418 · IAPD ↗ · 913-904-5700

$7.34BRegulatory AUM
106Advisory reps
161Employees
47Clients
More than 500Planning clients
0Private funds
51States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — MARINER INDEPENDENT added office(s): 50 -> 55 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2026 — MARINER INDEPENDENT reported RAUM up 31% ($5.62B -> $7.34B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
77
April 2026 — MARINER INDEPENDENT grew from 99 to 106 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — MARINER INDEPENDENT added office(s): 33 -> 50 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2025 — MARINER INDEPENDENT reported RAUM up 29% ($4.35B -> $5.62B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — MARINER INDEPENDENT grew from 83 to 99 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2024 — MARINER PLATFORM SOLUTIONS is now doing business as MARINER INDEPENDENT.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
68
April 2024 — MARINER INDEPENDENT reported RAUM up 42% ($3.06B -> $4.35B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
April 2024 — MARINER INDEPENDENT grew from 75 to 83 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.