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TRINITY PORTFOLIO ADVISORS, LLC

SOUTHLAKE, TX · CRD 151721 · IAPD ↗ · trinityportfolio.com · 817-416-7227

$530.5MRegulatory AUM
9Advisory reps
13Employees
50Clients
51-100Planning clients
0Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2026 — TRINITY PORTFOLIO ADVISORS, LLC notice-filed in AZ, GA, KY, NE, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — TRINITY PORTFOLIO ADVISORS, LLC crossed $500M in regulatory AUM ($488.2M -> $530.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
49
April 2025 — TRINITY PORTFOLIO ADVISORS, LLC notice-filed in NV, PA, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — TRINITY PORTFOLIO ADVISORS, LLC shrank from 12 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
47
December 2024 — TRINITY PORTFOLIO ADVISORS, LLC notice-filed in CA, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — TRINITY PORTFOLIO ADVISORS, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — TRINITY PORTFOLIO ADVISORS, LLC grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.