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SUMMIT GLOBAL INVESTMENTS, LLC

BOUNTIFUL, UT · CRD 157091 · IAPD ↗ · silvx.com · 888-251-4847

$2.29BRegulatory AUM
8Advisory reps
37Employees
0Clients
1-10Planning clients
1Private funds
44States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — SUMMIT GLOBAL INVESTMENTS, LLC notice-filed in RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
April 2026 — SUMMIT GLOBAL INVESTMENTS, LLC changed its website from sgimutualfunds.com to silvx.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
April 2026 — SUMMIT GLOBAL INVESTMENTS, LLC shrank from 12 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
February 2026 — SUMMIT GLOBAL INVESTMENTS, LLC added office(s): 6 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — SUMMIT GLOBAL INVESTMENTS, LLC filed an Item 4A succession naming SUMMIT GLOBAL INVESTMENTS, LLC (CRD 157091) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
55
April 2025 — SUMMIT GLOBAL INVESTMENTS, LLC shrank from 15 to 12 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — SUMMIT GLOBAL INVESTMENTS, LLC added office(s): 4 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
March 2025 — SUMMIT GLOBAL INVESTMENTS, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
February 2025 — SUMMIT GLOBAL INVESTMENTS, LLC notice-filed in AK, AR, MD, MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
August 2024 — SUMMIT GLOBAL INVESTMENTS, LLC changed its website from sgiam.com to sgimutualfunds.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
April 2024 — SUMMIT GLOBAL INVESTMENTS, LLC added office(s): 1 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — SUMMIT GLOBAL INVESTMENTS, LLC notice-filed in AL, CT, HI, LA, MA, MI, MO, NC, NH, NJ, NM, OK, SD, TN, VT, WI, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — SUMMIT GLOBAL INVESTMENTS, LLC reported RAUM up 32% ($1.54B -> $2.03B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2024 — SUMMIT GLOBAL INVESTMENTS, LLC grew from 12 to 15 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.