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L CAPITAL, LLC

WINDSOR, CA · CRD 277098 · IAPD ↗ · lcapitalmgmt.com · 909-938-2533

$197.2MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
6Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2025 — L CAPITAL, LLC now reports custody of client assets ($195.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
80
April 2024 — L CAPITAL, LLC (WINDSOR, CA) is newly SEC-registered with $156.4M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.