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RAUB BROCK CAPITAL MANAGEMENT, LP

LARKSPUR, CA · CRD 153994 · IAPD ↗ · raubbrock.com · 415-927-6990

$2.93BRegulatory AUM
6Advisory reps
9Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
December 2025 — RAUB BROCK CAPITAL MANAGEMENT, LP now reports custody of client assets ($10.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2024 — RAUB BROCK CAPITAL MANAGEMENT, LP grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.