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HARBOUR INVESTMENTS, INC.

MADISON, WI · CRD 19258 · IAPD ↗ · 608-662-6100

$9.60BRegulatory AUM
213Advisory reps
232Employees
3203Clients
101-250Planning clients
0Private funds
52States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — HARBOUR INVESTMENTS, INC. reported RAUM up 27% ($7.57B -> $9.60B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
April 2025 — HARBOUR INVESTMENTS, INC. grew from 206 to 212 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
67
April 2024 — HARBOUR INVESTMENTS, INC. reported RAUM up 37% ($4.47B -> $6.10B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
82
April 2024 — HARBOUR INVESTMENTS, INC. grew from 194 to 206 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
February 2024 — HARBOUR INVESTMENTS, INC. notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.